Economic and Social Research Council (ESRC)
This research programme aims to assess where political science understanding, knowledge and theory should be re-examined and developed in light of widespread use of the Internet, and to develop methodologies to study online behaviour.
This programme of research addresses the challenge to political science arising from widespread use of the Internet, meaning that in many countries, large tranches of political, economic and social life have now moved online. The Internet has brought changes to people’s information-seeking behaviour and to political communication, facilitates mass mobilization, reconfigures the ‘logic’ of collective action, provides new possibilities for coordination and collaboration and has both facilitated and required organizational change in government and other political institutions, with implications for institutional design and governance arrangements.
The aim of the three-year programme is to identify and examine the gaps in how political science has responded to these developments – and develop a more sophisticated theoretical, empirical and methodological response for the future study of political behaviour in a networked society. As an empirical development, widespread use of the Internet cannot challenge the assumptions, definitions or principles of theories or conceptual frameworks of political science. But it does alter the costs and benefits of political actions, reshaping incentives for individuals to act collectively; can alter the viability of certain institutional and organizational forms; can level the playing field of democratic engagement; or introduce new inequalities into popular control. For these reasons, the Internet challenges some of the micro-foundations of political science understanding.
The programme will rise to this challenge by tackling the following objectives:
- To develop new theories and conceptual frameworks to study citizens and governments online
- To develop new ways of using the Internet to generate real-time data about citizen behaviour online
- To develop methodologies for studying online political behaviour, such as collective action and government-citizen interactions, in particular through laboratory, field and web-based experiments
- To contribute to knowledge and understanding of the impact of the Internet on political behaviour and governance models
- To contribute to policy and practice through input into the design of electronic interfaces that maximise citizen participation, facilitate the most effective governance arrangements and institutional design and enhance information exchange between governments and citizens
Research questions to be tackled by this programme of research fall into two key areas: political participation and collective action; and models of governance and citizen-government interactions.
Political Participation and Collective Action
The Internet has proved itself as a forum for political participation, with a range of arguments and evidence that ‘changes in the cost and variety of sources of information immediately available to Internet users directly affect levels of political participation’ (Bimber 2003). Online petitions are signed by millions; demonstrations are organised online; a huge diversity of politically oriented groups operate on social networking and media sites such as Facebook and Twitter; and Internet activity played an important part in the revolutions and mass protests in Arab states in 2011. Use of the Internet seems to be significantly related to political activism even when controlling for prior social or attitudinal characteristics of Internet users such as age, education and civic duty (Norris 2009: 135). Furthermore, cost reduction in certain types of coordination can facilitate the creation of new types of group, that exist wholly online and work on the basis of matching heterogeneous individuals with similar or complementary aims across national boundaries, such as Avaaz or Kiva.
A key question therefore is how the Internet reconfigures the ‘logic’ of collective action, reshaping costs, benefits and therefore incentives to participate and challenging Olson (1965)’s famous argument that large interest groups organising around public goods will always find it difficult to form because of the costs of organization and the ‘free-rider’. A number of scholars have reconsidered the logic of participation, arguing that the Internet advantages some collective endeavours and endangers others (Lupia and Sin 2003: 318), revising the ability of large groups to organize and apply the type of social pressure that small groups can exert, so we might expect a re-patterning of interest group ecology. We have developed a quantitative approach to this question in two experiments (one in the laboratory, one in the field) to measure the effect of ‘social information’ that individuals receive about the participation of others.
Another key research question relates to leadership. The traditional view of ‘leaders’ in political mobilizations is that they provide coordination, collective aims, group identification and private incentives able to promote, maintain and enlarge voluntary membership, participation and contribution to a community or group (Colomer 2009), requiring a range of resources from skills, expertise and economic resources to personality traits and characteristics leading to Weberian ‘charismatic leadership’. Mainstream political science assumes that the traditional view of leadership remains untouched by the Internet, while others argue that charismatic new ‘cyberchiefs’ are playing an increasingly important role in bringing together ‘online tribes’ (O’Neil 2009: 43). In contrast to either of these accounts, this research will examine the hypothesis that the Internet facilitates ‘leadership without leaders’. Many of the coordination activities traditionally carried out by activists can be carried out in a ‘zero touch’ way via the Internet, which could lead to a ‘minimalist’ view of the leaders’ role derived from work by Schelling (1978; 2006) and Colomer (1985; 2009).
In any collective endeavour, there will be one or more ‘tipping’ points, at which the majority of people think it is worth joining. Each individual will have their own such point (‘k’); Schelling argues that we can expect a normal distribution of k, with a few people most likely to be ‘leaders’ or ‘starters’ for whom ‘k’ is very low. It could be argued that the existence of a small number of people with low ‘k’ (‘starters’) is what is crucial in online mobilization. Once a ‘critical mass’ of starters have initiated joining, the mobilization can take place via a series of chain reactions in which enough ‘followers’ with higher levels of ‘k’ will join, when given ‘social information’ on how many other people have participated (Margetts, John et al. 2009). The research programme will investigate the joining patterns of ‘starters’ and ‘followers’ using a further two experiments to investigate the interaction between social information and personality (which could indicate an individual’s ‘k’) and long-term ‘scraping’ of mobilization data from the Internet, discussed below.
Digital-Era Governance and Government-Citizen Relationships
Political science thinking on public administration has been characterised by successive overarching models of reform which have promised ever more ‘modern’ government and have dominated the agenda for a significant period of time; ‘progressive era’ public administration based on the Weberian model of bureaucracy from the late nineteenth century (Hood 1994) and, from the early 1980s, ‘New Public Management’ (NPM), with core themes of disaggregation, incentivization and competition (Dunleavy, Margetts et al. 2006; Hood 1994; Barzelay 2000; Pollit et al. 2007). In the 21st century, Patrick Dunleavy and Helen Margetts developed the model of Digital Era Governance (DEG) as a potential new ‘paradigm’ for public administration which will replace NPM (Dunleavy, Margetts et al. 2006). In contrast to NPM which involved fragmentation and rising complexity, Digital Era Governance involves joining up across departments and agencies, client-focused structures and disintermediation through the digitalization of processes, so that in effect governmental organizations can ‘become’ their online presence.
This programme of research will extend and develop the DEG model to take account of Web 2.0 developments and newer technologies which could go further in terms of generating more responsive government and allow citizens to enter the ‘front office’ of government (see von Hippel 2005), ‘co-creating’ public services by generating information that was not previously available and institutionalising feedback loops, allowing patients to give feedback on healthcare they have received, pupils and parents to give feedback about schools and so on. Already, with respect to health care there are a number of UK web sites (such as www.patientopinion.org and www.iwantgreatcare.com developed by medical professionals) which allow such feedback, and the UK government has attempted to institutionalise a similar facility in its flagship ‘NHS Choices’ website. The possibilities for ‘DEG 2.0’ will be explored across the countries (Australia, Britain, Canada, Japan, the Netherlands, New Zealand, UK, US) covered in Dunleavy and Margetts (2006), adding two European countries (Germany and Spain) and applying the ‘fuzzy set’ analysis method to identify key characteristics associated with more innovative developments. It will also include a ‘webcrawling’ exercise to map the structure of e-government in these countries, exploring the relationship between offline and online institutional configurations and two experiments to explore what type of web 2.0 platforms maximise citizen engagement and enhance information retrieval (see below).
The Internet both necessitates and requires methodological innovation, in terms of adapting traditional methods and developing new ones geared to an online environment, which will be a key contribution of the project to social science. The range of possibilities is huge, but this programme will focus on two; new methods of generating and analysing large-scale datasets from the Internet; and experimental methods.
Generation and Analysis of Large Scale Transactional Data
The Internet itself is a rich source of empirical data about social and political behaviour, offering the possibility of obtaining ‘real’ transactional data about behaviour rather than responses to opinion surveys (Savage and Burrows 2007), which remains under-exploited in political science. When the OII doctoral student Max Loubser downloaded the complete edit history of Wikipedia, he was able to analyse the entire transaction history of an organization for perhaps the first time. A key aim of the research is to develop such ways to use the Internet itself to generate data. First, looking at individual behaviour, we have started a pilot project to automatically ‘scrape’ data from the No. 10 Downing St E-petition site to obtain diffusion patterns, which has generated sustained data runs of over 2000 ‘joining curves’ of petitions, which we are currently analysing. The research programme includes a range of plans to generate further data, for example scraping similar sites in Germany and other countries; conducting a network analysis of ‘tweets’ and ‘retweets’ in political mobilizations on Twitter; and analysing the millions of political videos (downloaded over 1.5 billion times during the election) on YouTube.
To look at organizations online, we will use ‘webmetric’ analysis, which involves using dedicated software to crawl the web and establish the pattern of links between websites to gauge the structure of online networks. For a given organization, such an analysis includes looking at ‘inlinks’ coming into a website to indicate the organization’s online visibility and centrality; ‘outlinks’ pointing out to other sites, which indicate how outward looking an organization appears to be; and the navigability of paths of links internal to the domain. It has been used to analyse the structure of the Internet and WWW, political parties (Ackland and Gibson 2006) and the blogosphere, but a research team led by OII was the first to apply it systematically to government. We plan to use webmetric analysis to compare the structures of online governments, assessing the relationship between institutional configurations and online presence in different countries and using link analysis to assess the relationship between government and other societal organizations in each country.
Experimental methodologies have long been part of social psychology, have become popular in economics, and still more recently in political science and sociology (see Margetts and Stoker 2010; Margetts 2011). Experiments offer huge scope for generating new insight into what shapes online behaviour by testing specific reactions to different information environments. At UCL in 2004, Helen Margetts led a research team running experiments to compare the ‘nodality’ of government websites across three countries, triangulating the results with webcrawling analysis of the same governments to refine both methodologies (Petricek et al. 2005; Escher et al. 2006).
With some seed funding from the Oxford University Fell fund, Helen Margetts and the economist Nir Vulkan set up a laboratory for social science experiments (OxLab) in the Said Business School, and have run around 10 experiments here, including experiments to examine various aspects of citizen-government information exchange and interaction for NAO studies (NAO 2007; NAO 2009) and two experiments into the impact of social influence on collective action behaviour in collaboration with Peter John, director of the ESRC project, Rediscovering the Civic, which involved a range of field experiments to investigate how to maximize civic behaviour.
Early findings provide some evidence of threshold effects, generating the hypothesis that only when some ‘critical mass’ is reached does social information have a positive effect on participation. As part of this research programme, this hypothesis will be tested in two experiments, one in the laboratory and one in the field, where social information will be varied across control and treatment groups with the aim of identifying one or more threshold points. The ultimate aim is to develop ‘Internet-as-field’ experiments for the political world of the kind developed by Duncan Watts (Salagnik et al. 2006), which used custom-built websites to investigate the effect of social information about the preferences of others on cultural markets, involving over 14,000 subjects. Findings of experiments like these in policy contexts could have real impact on public policy design.
Another two experiments will examine citizen-government interactions, examining what motivates citizens to participate in recommender systems and feedback loops, building on an earlier experiment on citizen redress conducted for the Nuffield Administrative Justice project, in which citizens were asked to complain about unsatisfactory treatment or services and differentially provided with information about how many other people had also complained. Initial findings suggesting that it was the interaction between personality and feedback information that affected propensity to complain will be further investigated in this research programme.
- Ackland, R. And Gibson, R. (2006) Hyperlinks and horizontal political communication on the WWW: The untold story of parties online. The Australian National University.
- Barzelay, M. (2000) The new public management: Improving research and policy dialogue. Berkeley: University of California Press.
- Bimber, B. (2003) Information and American democracy: Technology in the evolution of political power. New York: Cambridge University Press.
- Colomer, J. (2009) The Science of Politics. New York: Oxford University Press.
- Dunleavy, P., Margetts, H., Bastow, S. and Tinkler, J. (2006) Digital-era Governance: IT Corporations, the State and e-Government. Oxford University Press.
- Escher, T., Margetts, H., Petricek, V. and Cox, I. (2006) Governing from the centre? Comparing the nodality of digital governments. Presented at the 2006 Annual Meeting of the American Political Science Association, 31 Aug-4 Sept 2006.
- Lupia, A. and Sin, G. (2003) Which public goods are endangered?: How evolving communication technologies affect the logic of collective action. Public Choice 117: 315-331.
- Margetts, H., John, P., Escher, T. and Reissfelder, S. (2009) How many people does it take to change a petition? Paper to panel, ‘Contemporary Collective Action Dilemmas’ at the ECPR General Conference Potsdam, September 10-12 2009.
- National Audit Office (NAO) (2009) The Department of Work and Pensions: Communicating with Customers. London: The Stationery Office.
- National Audit Office (NAO) (2007) Government on the Internet: progress in delivering information and services online. London: The Stationary Office. HC 529 Session 2006-7.
- Norris, P. (2009) The Impact of the Internet on Political Activism: Evidence from Europe. In: C. Romm and K. Setzekorn (eds) Social Networking Communities and E-Dating Services (I-Global).
- Olson, M. (1965) The Logic of Collective Action. Cambridge: Harvard University Press.
- O’Neil, M. (2009) Cyber Chiefs: Autonomy and Authority in Online Tribes. Pluto Press.
- Savage, M. and Burrows, R. (2007) The Coming Crisis of Empirical Sociology. Sociology 41 (5) 885-899.
- Margetts, H., John, P., Hale, S. and Yasseri, T. (2015) Political Turbulence How Social Media Shape Collective Action. Princeton University Press.
- Hale, S.A., Yasseri, T., Cowls, J., Meyer, E.T., Schroeder, R. and Margetts, H. (2014) “Mapping the UK webspace: Fifteen years of British Universities on the web“, WebSci 2014 – Proceedings of the 2014 ACM Web Science Conference. 62-70.
- Hale, S.A., Margetts, H. and Yasseri, T. (2013) “Petition growth and success rates on the UK No. 10 Downing Street website“, Proceedings of the 3rd Annual ACM Web Science Conference, WebSci 2013. 132-138.
- Margetts, H.Z., John, P.C., Hale, S.A. and Reissfelder, S. (2013) “Leadership without Leaders? Starters and Followers in Online Collective Action“, Political Studies.
- Margetts, H. (2011) Experiments for Public Management Research. Public Management Review 13 (2) 189-208.
- Margetts, H. (2011) The Internet and Transparency. The Political Quarterly 82 (4) 518–521.
- Margetts, H., and Dunleavy, P. (2013) The second wave of digital-era governance: a quasi-paradigm for government on the Web. Phil. Trans. R. Soc. A 371 (1987).
- Margetts, H., John, P., Escher, T. and Reissfelder, S. (2011) Social Information and Political Participation on the Internet: an Experiment. European Political Science Review 3: 321-344.
Non-peer reviewed papers
- Hale, S.A., John, P., Margetts, H. and Yasseri, T. (2014) Investigating Political Participation and Social Information Using Big Data and a Natural Experiment. American Political Science Association (APSA) 2014 Annual Meeting Paper.
- Yasseri, T., Hale, S.A., and Margetts, H. (Draft) Modeling the Rise in Internet-based Petitions.
- Cihon, P., Yasseri, T., Hale, S., and Margetts, H. (2016) Tweeting for the Cause: Network Analysis of UK Petition Sharing. The Internet, Policy & Politics Conferences. Oxford Internet Institute.
- Margetts, H., John, P., Reissfelder, S. and Hale, S. (2012) Applying Social Influence to Collective Action: Heterogeneous Personality Effects.
Date: 8 November 2013
The launch of online government petition platforms allows for the passive study of all petitions to government. Scott Hale ... Read More
Date: 22 January 2014
A tweet, Facebook like, or e-petition are tiny acts of political participation. But they can scale up into collective ... Read More
26 January 2012
The Commons Public Administration Select Committee (PASC) publishes its report on Government and IT that insists Government has still to address the challenges of "intelligent" procurement. Helen Margetts was an expert witness.
Professor Margetts acts as an expert witness to the House of Commons Public Administration Committee (Video)
11 March 2011
Helen Margetts acts as an expert witness to the House of Commons Public Administration Committee, which is running an investigation entitled Good Governance: The effective use of Information Technology.
Professor Helen Margetts awarded ESRC Professorial Fellowship to Re-examine Collective Action, Governance and Citizen-Government Interactions in the Digital Era
1 March 2011
Professor Helen Margetts has been awarded an ESRC Professorial Fellowship for 'The Internet, Political Science and Public Policy: Re-examining Collective Action, Governance and Citizen-Government Interactions in the Digital Era'.
Date Published: 4 September 2013
Source: BBC News, Politics
Nearly all e-petitions are doomed to become 'digital dust' say Helen Margetts and colleagues whose work on 'Big Data and Collective Action' is featured in an in-depth article on BBC News online.
Date Published: 4 April 2013
Source: The Frontline
The specialist technology site reports on work by a team led by Scott Hale, examining petitions created on the 10 Downing Street site over two years. E-petitions are more a popularity contest that a way for Britons to get their voice heard, it says.
Date Published: 25 April 2012
Source: UK Cabinet Office
Helen Margetts, OII Director and leading expert on e-government and digital era governance, is a member of a new group of experts, announced by the Cabinet office, to support the Government in delivering high-quality public service online by default.
Date Published: 25 April 2012
Source: The Guardian
Helen Margetts is among experts drawn from industry, retail and academia who will advise and support Government on its digital by default delivery of public services as members of the Digital Advisory Board announced by the Cabinet Office.
Date Published: 25 April 2012
Source: Computer Weekly
Computer Weekly report on the newly announced Digital Advisory Board, quotes Board member Helen Margetts. She talks of her plan to analyse the usage of gov.uk but says "the key challenge would be getting the rest of government on board."
Date Published: 25 April 2012
In an article about the newly announced Digital Advisory Board of experts to advise and support the Government Digital Service, Board Member Helen Margetts said "we need to make sure that interacting with the government is easy to do".
Date Published: 25 April 2012
The public sector technology news site notes that the membership of the new Digital Advisory Board includes, among other "well known figures in the e-government community," Professor Helen Margetts.
Date Published: 26 January 2012
Helen Margetts tells the 'Digital by Default' conference that there is a general acceptance of the digital by default position: digital could make government "more tailored to citizens' needs, to their actual behaviour, to preferences".
Date Published: 26 January 2012
In a follow-up report into last summer's "recipe for rip-offs" investigation into government IT, the PASC warns that, despite good intentions, the government is not doing enough to prevent future project failures. Helen Margetts was an expert witness.
Date Published: 12 August 2011
Source: Economic and Social Research Council (ESRC)
Helen Margetts says that riots have taken place before and after the advent of the Internet and social media. In a feature for the ESRC she discusses the implications of the methods of communication used by those involved in recent riots.
Date Published: 28 July 2011
The Public Administration Committee (PAC) finds that "current arrangements have led to a perverse situation in which governments have wasted an obscene amount of public money" on big government IT projects. Helen Margetts and Ian Brown gave evidence.
Date Published: 3 April 2011
Source: The Atlantic
Helen Margetts is quoted in response to doubts about the role of the Internet in political participation at the recent Midwest Political Science Association session on "The Internet Generation: Engaged Citizens of Political Dropouts" .
Date Published: 9 March 2011
Source: Computer Weekly
Professor Helen Margetts acts as an expert witness to the House of Commons Public Adminstration Select Committee. Using evidence from the Government on the Web study she said that the UK Government IT is far worse than comparable countries.
Date Published: 9 March 2011
Source: The Guardian
Professor Helen Margetts acts as an expert witness to the House of Commons Public Adminstration Select Committee.
Date Published: 1 March 2011
Source: Economic and Social Research Council
Professor Helen Margetts is featured on the The Economic and Social Research Council (ESRC) website writing about the importance of the Internet to contemporary protest.